"""Raw-only scene statistics for the frozen 16-grid optimization/bounds study. No media, state checkpoints, model, optimizer or query loader is imported. Thresholds are supplied by the experiment's pre-formal decision lock. """ from collections import defaultdict import numpy as np from mcss.mechanism_pilot.direct_capacity_statistics import ( METRICS, describe, engineering_good, paired, scene_values, stable_gain, ) CURRENT = "CURRENT_BOUNDS" GTFREE = "FROZEN_GT_FREE_BOUNDS" SELECTIONS = ("FIXED_BUDGET", "CONTEXT_SELECTED") def group_key(track, bounds, budget, selection="FIXED_BUDGET", method="direct"): return f"{track}|{bounds}|b{budget}|{selection}|{method}" def row_key(row): return group_key( row["track"], row["bounds_mode"], row["budget"], row["selection"], row["method"] ) def reverse(stats, *, draws=10000, seed=20260927): return describe( {s: -v for s, v in stats["per_scene"].items()}, draws=draws, seed=seed, positive_means_improvement=True, ) def plateau(checkpoints, trace, budget, thresholds): """Objective and stochastic pre-clip gradients provide limited plateau evidence.""" lower = budget * (1 - thresholds["window_fraction"]) checks = sorted( (c for c in checkpoints if lower <= c["step"] <= budget), key=lambda c: c["step"] ) gradients = sorted((r for r in trace if lower <= r["step"] <= budget), key=lambda r: r["step"]) if len(checks) < 2 or len(gradients) < thresholds["minimum_gradient_points"]: return { "status": "UNKNOWN_INSUFFICIENT_CHECKPOINTS", "budget": budget, "n_objective_points": len(checks), "n_gradient_points": len(gradients), } objectives = np.asarray([c["context_objective"] for c in checks], dtype=float) norms = np.asarray( [r.get("gradient_norm_before_clip", r.get("grad_norm")) for r in gradients], dtype=float ) if not np.isfinite(objectives).all() or not np.isfinite(norms).all(): raise ValueError("Plateau inputs must be finite") relative = float((objectives[0] - objectives[-1]) / max(abs(objectives[0]), 1e-8)) half = len(norms) // 2 early, late = float(np.median(norms[:half])), float(np.median(norms[half:])) gradient_change = (late - early) / max(abs(early), 1e-8) passed = ( abs(relative) <= thresholds["objective_relative_tolerance"] and abs(gradient_change) <= thresholds["gradient_relative_tolerance"] ) return { "status": "PLATEAU" if passed else "NOT_PLATEAU", "budget": budget, "objective_relative_reduction": relative, "gradient_relative_change": gradient_change, "early_gradient_median": early, "late_gradient_median": late, "n_objective_points": len(checks), "n_gradient_points": len(gradients), "not_global_optimality_proof": True, } def optimization_status(transitions, plateau_fraction, thresholds): """Evaluate ordered adjacent transitions without selecting the best query step.""" if not transitions: raise ValueError("At least one adjacent budget transition is required") last = transitions[-1] saturated = plateau_fraction >= thresholds["plateau_scene_fraction"] query_harm = stable_gain(reverse(last["query_gain"])) context_improves = ( last["context_objective_gain"]["positive"] / last["context_objective_gain"]["n_scenes"] >= 0.75 ) if query_harm and context_improves: return "QUERY_OVERFIT" if ( stable_gain(last["query_gain"]) and all(t["query_gain"]["mean"] >= 0 for t in transitions) and not saturated ): return "UNDEROPTIMIZED" margin = thresholds["saturation_equivalence_margin"] equivalent = all( -margin <= last[k]["ci95"][0] and last[k]["ci95"][1] <= margin for k in ("query_gain", "context_absrel_gain") ) if saturated and equivalent: return "SATURATED" if ( any(stable_gain(t["query_gain"]) for t in transitions[:-1]) and not stable_gain(last["query_gain"]) and not query_harm ): return "PARTIALLY_SATURATED" return "INCONCLUSIVE" def bounds_status(by_budget, interaction): first, last = by_budget[0], by_budget[-1] if ( stable_gain(interaction) or stable_gain(reverse(interaction)) or (stable_gain(first) and stable_gain(reverse(last))) or (stable_gain(reverse(first)) and stable_gain(last)) ): return "INTERACTION_WITH_OPTIMIZATION" if stable_gain(last): return "GT_FREE_BETTER" if stable_gain(reverse(last)): return "CURRENT_BETTER" return "NO_CLEAR_DIFFERENCE" def readiness( query, capacity_gap, wrong_scene_damage, generalization_gap, status, last_query_gain, thresholds ): values = list(generalization_gap["per_scene"].values()) checks = { "optimization_saturated_or_partially": status in ("SATURATED", "PARTIALLY_SATURATED"), "stable_carrier_gain": stable_gain(capacity_gap), "scene_specific_state": wrong_scene_damage["mean"] > 0 and wrong_scene_damage["ci95"][0] > 0, "not_single_scene": ( capacity_gap["positive_top1_contribution"] is not None and capacity_gap["positive_top1_contribution"] <= thresholds["maximum_top1_positive_share"] and bool(capacity_gap["loso"]) and min(capacity_gap["loso"].values()) > 0 ), "bounded_generalization_gap": ( generalization_gap["mean"] <= thresholds["maximum_generalization_mean"] and np.mean(np.asarray(values) <= thresholds["maximum_generalization_scene"]) >= thresholds["generalization_scene_fraction"] ), "no_stable_late_query_harm": not stable_gain(reverse(last_query_gain)), } checks = {k: bool(v) for k, v in checks.items()} good = bool(engineering_good(query)) if all(checks.values()): decision = "READY" if good else "READY_WITH_LIMITATION" elif checks["stable_carrier_gain"] or good: decision = "PROMISING_BUT_NOT_READY" else: decision = "NOT_READY" return { "CARRIER_TRAINING_READINESS": decision, "ENGINEERING_GOOD": good, "checks": checks, "MATCHED_CARRIER_TRAINING_RECOMMENDED": decision in ("READY", "READY_WITH_LIMITATION"), "training_executed": False, "independent_qualification": False, } def _validate_raw(query, context, oracle, baseline, manifest, budgets): records = {r["scene_id"]: r for r in manifest["scenes"]} ids = sorted(records) if len(ids) != len(manifest["scenes"]) or set(ids) & set(manifest["FINAL_HOLDOUT_PROHIBITED"]): raise ValueError("Unique exposed roster disjoint from holdout required") for rows, kind in ((query, "query_id"), (oracle, "query_id"), (context, "frame_id")): seen, actual = set(), defaultdict(set) for row in rows: if row["scene_id"] not in records or row["grid"] != 16 or row["samples"] != 64: raise ValueError("Raw scene or renderer/grid differs from frozen experiment") if row["budget"] not in budgets or row["selection"] not in SELECTIONS: raise ValueError("Unregistered budget/selection") if row["bounds_mode"] not in (CURRENT, GTFREE): raise ValueError("Unregistered bounds") if rows is oracle and row["track"] != "QUERY_ORACLE": raise ValueError("Oracle block requires privileged track") if rows is not oracle and row["track"] not in ("RGBD", "RGB_ONLY"): raise ValueError("Oracle cannot enter context-only block") identity = (row_key(row), row["scene_id"], row["role"], row[kind]) if identity in seen: raise ValueError("Duplicate raw observation") seen.add(identity) actual[identity[:3]].add(row[kind]) for (_, scene, role), frames in actual.items(): locked = records[scene]["roles"] expected = ( locked["primary_query"] if kind == "query_id" else locked["context_a" if role == "A" else "context_b"] ) if frames != set(expected): raise ValueError("Raw query/context frame IDs must match locked roles") grouped_roles = defaultdict(set) for key, scene, role in actual: grouped_roles[key, scene].add(role) for (key, _), roles in grouped_roles.items(): expected = ( {"joint_query"} if key.startswith("QUERY_ORACLE|CURRENT_BOUNDS|") else {"A", "B"} ) if roles != expected: raise ValueError("Missing or unexpected A/B/joint-query role") expected = { (scene, method, fid) for scene, record in records.items() for method in ("A", "B", "anchor", "prior") for fid in record["roles"]["primary_query"] } actual = {(r["scene_id"], r["method"], r["query_id"]) for r in baseline} if actual != expected or len(actual) != len(baseline): raise ValueError("Baseline must cover every locked method/scene/query exactly") return ids def analyze( query_rows, context_rows, oracle_rows, baseline_rows, trajectories, manifest, rules, *, draws=None, seed=None, ): """Produce raw-driven JSON artifacts without choosing a query-optimal budget.""" budgets = rules["budgets"] draws = rules["statistics"]["draws"] if draws is None else draws seed = rules["statistics"]["seed"] if seed is None else seed if budgets != sorted(set(budgets)) or len(budgets) < 2: raise ValueError("Budgets must be frozen, ordered and unique") primary = rules["primary"] if primary != { "track": "RGBD", "bounds_mode": GTFREE, "budget": budgets[-1], "selection": "FIXED_BUDGET", }: raise ValueError("Primary must be predeclared RGBD GT-free maximum fixed budget") ids = _validate_raw(query_rows, context_rows, oracle_rows, baseline_rows, manifest, budgets) grouped, contextual = defaultdict(list), defaultdict(list) for row in query_rows + oracle_rows: grouped[row_key(row)].append(row) for row in context_rows: if row["method"] != "direct": raise ValueError("Context metric rows must be direct states") contextual[row_key(row)].append(row) required = { group_key(track, bounds, budget, selection, method) for track in ("RGBD", "QUERY_ORACLE") for bounds in (CURRENT, GTFREE) for budget in budgets for selection in SELECTIONS for method in (("direct", "wrong_scene") if track == "RGBD" else ("direct",)) } optional = { group_key("RGB_ONLY", GTFREE, budgets[-1], selection, method) for selection in SELECTIONS for method in ("direct", "wrong_scene") } if not required <= set(grouped) or not set(grouped) <= required | optional: raise ValueError("Incomplete/unregistered main matrix or secondary configuration") expected_context = { k for k in grouped if not k.startswith("QUERY_ORACLE|") and k.endswith("|direct") } if set(contextual) != expected_context: raise ValueError("Every context-only direct group requires context evaluation") groups = {} for key, rows in grouped.items(): group = { "spec": { k: rows[0][k] for k in ("track", "bounds_mode", "budget", "selection", "method") }, "metrics": {}, "n_rows": len(rows), "render_seconds_total": sum(r.get("seconds", 0) for r in rows), "render_seconds_per_query": float(np.mean([r.get("seconds", 0) for r in rows])), } available_metrics = METRICS + tuple( m for m in ("insideGTfraction", "ray_hitfraction", "GTdistance_above_far_fraction") if all(m in row for row in rows) ) for metric in available_metrics: values = scene_values(rows, metric) if sorted(values) != ids: raise ValueError("Each method must cover all scenes") group["metrics"][metric] = describe(values, draws=draws, seed=seed) if key in contextual: group["context_metrics"] = { m: describe(scene_values(contextual[key], m), draws=draws, seed=seed) for m in METRICS } group["generalization_gap"] = paired( group["metrics"]["depth_absrel"]["per_scene"], group["context_metrics"]["depth_absrel"]["per_scene"], draws=draws, seed=seed, improvement=False, ) groups[key] = group carrier_rows = [{**r, "role": r["method"]} for r in baseline_rows if r["method"] in ("A", "B")] carrier = {m: describe(scene_values(carrier_rows, m), draws=draws, seed=seed) for m in METRICS} objectives, plateaus, costs = defaultdict(list), {}, defaultdict(list) seen_specs = set() for chain_key, trajectory in sorted(trajectories.items()): spec = trajectory["spec"] identity = (spec["track"], spec["bounds_mode"], spec["scene_id"], spec["role"]) if identity in seen_specs: raise ValueError("Duplicate trajectory spec") seen_specs.add(identity) checks, trace = trajectory["checkpoints"], trajectory["trace"] plateaus[chain_key] = {"spec": spec, "budgets": {}} available_budgets = sorted(int(b) for b in trajectory["budget_summaries"]) expected_budgets = [budgets[-1]] if spec["track"] == "RGB_ONLY" else budgets if available_budgets != expected_budgets: raise ValueError("Trajectory budget summaries differ from frozen matrix") for budget in available_budgets: plateaus[chain_key]["budgets"][str(budget)] = plateau( checks, trace, budget, rules["plateau"] ) summaries = trajectory["budget_summaries"][str(budget)] if set(summaries) != set(SELECTIONS): raise ValueError("Both checkpoint selections must be recorded") for selection, summary in summaries.items(): key = group_key(spec["track"], spec["bounds_mode"], budget, selection) selected = summary.get( "selected_context_metrics", summary["selected_full_objective"] ) if not isinstance(selected, dict): selected = {"context_objective": selected} objectives[key].append( { "scene_id": spec["scene_id"], "role": spec["role"], "objective": selected["context_objective"], } ) costs[key].append(summary) expected_specs = { (r["track"], r["bounds_mode"], r["scene_id"], r["role"]) for r in query_rows + oracle_rows if r["method"] == "direct" } if seen_specs != expected_specs: raise ValueError("Trajectory summaries do not match all evaluated states") for key, rows in objectives.items(): groups[key]["supervision_objective"] = describe( scene_values(rows, "objective"), draws=draws, seed=seed ) group_cost = costs[key] groups[key]["cost"] = { "n_trajectories": len(group_cost), "seconds_per_state": float( np.mean([r["cumulative_optimization_seconds"] for r in group_cost]) ), "total_cumulative_seconds": sum( r["cumulative_optimization_seconds"] for r in group_cost ), "peak_cuda_allocated_bytes": max( (r.get("peak_cuda_allocated_bytes") or 0) for r in group_cost ), "peak_cuda_reserved_bytes": max( (r.get("peak_cuda_reserved_bytes") or 0) for r in group_cost ), "note": "Shared trajectory cumulative cost; do not sum budgets or selection rules", } comparisons = {} def contrast(name, left, right, metric="depth_absrel", field="metrics"): value = paired( groups[left][field][metric]["per_scene"], groups[right][field][metric]["per_scene"], draws=draws, seed=seed, ) value["definition"] = f"{left} minus {right}: {field}/{metric}" comparisons[name] = value return value transitions, statuses = {}, {} for track in ("RGBD", "QUERY_ORACLE"): for bounds in (CURRENT, GTFREE): for selection in SELECTIONS: label = f"{track}|{bounds}|{selection}" transitions[label] = [] for a, b in zip(budgets[:-1], budgets[1:], strict=True): left, right = ( group_key(track, bounds, a, selection), group_key(track, bounds, b, selection), ) query_gain = contrast(f"query_gain|{label}|{a}_to_{b}", left, right) objective_gain = paired( groups[left]["supervision_objective"]["per_scene"], groups[right]["supervision_objective"]["per_scene"], draws=draws, seed=seed, ) transition = { "from_budget": a, "to_budget": b, "query_gain": query_gain, "context_objective_gain": objective_gain, } if track == "RGBD": transition["context_absrel_gain"] = contrast( f"context_gain|{label}|{a}_to_{b}", left, right, field="context_metrics" ) transition["scene_joint_directions"] = { "context_improves_query_improves": sum( objective_gain["per_scene"][s] > 1e-8 and query_gain["per_scene"][s] > 1e-8 for s in ids ), "context_improves_query_worsens": sum( objective_gain["per_scene"][s] > 1e-8 and query_gain["per_scene"][s] < -1e-8 for s in ids ), "both_flat": sum( abs(objective_gain["per_scene"][s]) <= 1e-8 and abs(query_gain["per_scene"][s]) <= 1e-8 for s in ids ), } transitions[label].append(transition) contrast( f"query_gain|{label}|first_to_max", group_key(track, bounds, budgets[0], selection), group_key(track, bounds, budgets[-1], selection), ) if track == "RGBD": contrast( f"context_gain|{label}|first_to_max", group_key(track, bounds, budgets[0], selection), group_key(track, bounds, budgets[-1], selection), field="context_metrics", ) scene_pass = defaultdict(list) for item in plateaus.values(): spec = item["spec"] if spec["track"] == track and spec["bounds_mode"] == bounds: scene_pass[spec["scene_id"]].append( item["budgets"][str(budgets[-1])]["status"] == "PLATEAU" ) fraction = sum(all(v) for v in scene_pass.values()) / len(ids) statuses[label] = { "OPTIMIZATION_STATUS": optimization_status( transitions[label], fraction, rules["plateau"] ), "plateau_scene_fraction_at_max": fraction, "plateau_per_scene_at_max": {s: all(v) for s, v in scene_pass.items()}, } bounds_analyses = {} for track in ("RGBD", "QUERY_ORACLE"): for selection in SELECTIONS: gains = [ contrast( f"bounds_gain|{track}|{selection}|{budget}", group_key(track, CURRENT, budget, selection), group_key(track, GTFREE, budget, selection), ) for budget in budgets ] interaction = paired( gains[-1]["per_scene"], gains[0]["per_scene"], draws=draws, seed=seed ) bounds_analyses[f"{track}|{selection}"] = { "BOUNDS_STATUS": bounds_status(gains, interaction), "gains_by_budget": dict(zip(map(str, budgets), gains, strict=True)), "interaction_max_minus_first": interaction, } wrong_scene_by_cell = {} for bounds in (CURRENT, GTFREE): for budget in budgets: for selection in SELECTIONS: key = group_key("RGBD", bounds, budget, selection) wrong_scene_by_cell[key] = contrast( f"wrong_scene_damage|{key}", group_key("RGBD", bounds, budget, selection, "wrong_scene"), key, ) primary_key = group_key("RGBD", GTFREE, budgets[-1]) primary_status = statuses[f"RGBD|{GTFREE}|FIXED_BUDGET"] capacity = paired( carrier["depth_absrel"]["per_scene"], groups[primary_key]["metrics"]["depth_absrel"]["per_scene"], draws=draws, seed=seed, ) wrong = contrast( "primary_wrong_scene_damage", group_key("RGBD", GTFREE, budgets[-1], method="wrong_scene"), primary_key, ) decision = readiness( groups[primary_key]["metrics"]["depth_absrel"], capacity, wrong, groups[primary_key]["generalization_gap"], primary_status["OPTIMIZATION_STATUS"], transitions[f"RGBD|{GTFREE}|FIXED_BUDGET"][-1]["query_gain"], rules["readiness"], ) oracle_gaps = {} for bounds in (CURRENT, GTFREE): for budget in budgets: oracle_gaps[f"{bounds}|{budget}"] = contrast( f"context_oracle_gap|{bounds}|{budget}", group_key("RGBD", bounds, budget), group_key("QUERY_ORACLE", bounds, budget), ) oracle_gap_shrinkage = { bounds: paired( oracle_gaps[f"{bounds}|{budgets[0]}"]["per_scene"], oracle_gaps[f"{bounds}|{budgets[-1]}"]["per_scene"], draws=draws, seed=seed, ) for bounds in (CURRENT, GTFREE) } secondary = {} if group_key("RGB_ONLY", GTFREE, budgets[-1]) in groups: secondary["RGB_ONLY_minus_RGBD"] = contrast( "secondary_RGB_ONLY_minus_RGBD", group_key("RGB_ONLY", GTFREE, budgets[-1]), primary_key ) total_seconds = sum( t["budget_summaries"][str(max(map(int, t["budget_summaries"])))]["FIXED_BUDGET"][ "cumulative_optimization_seconds" ] for t in trajectories.values() ) return { "optimization_results": { "scene_ids": ids, "budgets": budgets, "primary_key": primary_key, "BEST_CONTEXT_ONLY_CONFIG_MEANING": "PREDECLARED_PRIMARY_NOT_QUERY_MINIMUM", "context_only": {k: v for k, v in groups.items() if not k.startswith("QUERY_ORACLE|")}, "frozen_carrier": carrier, "secondary": secondary, }, "optimization_sufficiency": { "primary": {**primary_status, **decision}, "by_bounds_selection": statuses, "transitions": transitions, "plateau_by_trajectory": plateaus, "primary_capacity_gap": capacity, "primary_wrong_scene_damage": wrong, "wrong_scene_damage_all_budgets": wrong_scene_by_cell, "fixed_budget_not_global_optimality": True, }, "bounds_analysis": bounds_analyses, "query_oracle_diagnostic": { "scientific_role": "PRIVILEGED_DIAGNOSTIC_NOT_DEPLOYABLE_OR_INDEPENDENT", "groups": {k: v for k, v in groups.items() if k.startswith("QUERY_ORACLE|")}, "context_minus_oracle": oracle_gaps, "oracle_gap_shrinkage_first_to_max": oracle_gap_shrinkage, "poor_oracle_does_not_prove_impossible_representation": True, }, "bootstrap_results": { "draws": draws, "seed": seed, "unit": "scene after query then role averaging", "comparisons": comparisons, "primary_capacity_gap": capacity, }, "cost_analysis": { "actual_trajectory_optimization_seconds": total_seconds, "groups": { k: { **v["cost"], "render_seconds_per_query": v["render_seconds_per_query"], "render_seconds_total": v["render_seconds_total"], } for k, v in groups.items() if "cost" in v }, "future_carrier_cost": "NOT_MEASURED", }, }